83,284 XNAS Volume
XNAS 14 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Herskowitz Neil | Director | Sale of securities on an exchange or to another person at price $ 2.00 per share. | 02 Dec 2024 | 23 | 97 (0%) | 0% | 2 | 46 | COMMON STOCK, PAR VALUE $0.0001 |
| Jay D. Kranzler | Director | Sale of securities on an exchange or to another person at price $ 2.25 per share. | 05 Nov 2024 | 61 | 559 (0%) | 0% | 2.2 | 137 | COMMON STOCK, PAR VALUE $0.0001 |
| Jay D. Kranzler | Director | Purchase of securities on an exchange or from another person at price $ 2.33 per share. | 27 Sep 2024 | 3 | 123 (0%) | 0% | 2.3 | 7 | COMMON STOCK, PAR VALUE $0.0001 |
| Jay D. Kranzler | Director | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 27 Sep 2024 | 497 | 620 (0%) | 0% | 2.5 | 1,243 | COMMON STOCK, PAR VALUE $0.0001 |
| Neil Herskowitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2024 | 30,000 | 30,000 | - | - | Employee stock option (right to buy) | |
| Jay D. Kranzler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2024 | 30,000 | 30,000 | - | - | Employee stock option (right to buy) | |
| Lindsay A. Rosenwald | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2024 | 30,000 | 30,000 | - | - | Employee stock option (right to buy) | |
| Curtis G. Oltmans | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2024 | 30,000 | 30,000 | - | - | Employee stock option (right to buy) | |
| Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2024 | 30,000 | 30,000 | - | - | Employee stock option (right to buy) | |
| David Jin | Interim PFO and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2024 | 65,000 | 65,000 (0%) | 0% | 0 | COMMON STOCK, PAR VALUE $0.0001 | |
| Alexandra MacLean | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Sep 2024 | 170,000 | 170,000 (1%) | 1% | 0 | COMMON STOCK, PAR VALUE $0.0001 | |
| Jay D. Kranzler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 100,000 | 100,000 | - | - | Employee stock option (right to buy) | |
| David Jin | Interim PFO and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 250,000 | 250,000 | - | - | Employee stock option (right to buy) | |
| Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 100,000 | 100,000 | - | - | Employee stock option (right to buy) | |
| Curtis G. Oltmans | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 100,000 | 100,000 | - | - | Employee stock option (right to buy) | |
| Neil Herskowitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 100,000 | 100,000 | - | - | Employee stock option (right to buy) | |
| Lindsay A. Rosenwald | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2023 | 100,000 | 100,000 | - | - | Employee stock option (right to buy) | |
| Alexandra MacLean | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Jun 2023 | 800,000 | 800,000 | - | - | Employee stock option (right to buy) | |
| Joseph Vazzano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2021 | 100,505 | 165,757 (0%) | 0% | 0 | Common Stock | |
| Lucy Lu | Director, President, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2021 | 411,616 | 748,949 (4%) | 2% | 0 | Common Stock | |
| Joseph Vazzano | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.62 per share. | 15 Sep 2021 | 7,160 | 65,252 (0%) | 0% | 1.6 | 11,599 | Common Stock |
| Neil Herskowitz | Director | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 06 May 2021 | 2,500 | 134,724 (0%) | 0% | 4.0 | 9,975 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 12.13 per share. | 20 Aug 2020 | 3,840 | 57,412 (0%) | 0% | 12.1 | 46,579 | Common Stock |
| Jay D. Kranzler | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2020 | 10,000 | 84,663 (0%) | 0% | 0 | Common Stock | |
| Neil Herskowitz | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2020 | 10,000 | 132,224 (0%) | 0% | 0 | Common Stock | |
| Joseph Vazzano | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 7.99 per share. | 09 Mar 2020 | 1,400 | 59,263 (0%) | 0% | 8.0 | 11,186 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 7.97 per share. | 09 Mar 2020 | 100 | 59,363 (0%) | 0% | 8.0 | 797 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 7.94 per share. | 09 Mar 2020 | 1,889 | 61,252 (0%) | 0% | 7.9 | 14,999 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 8.73 per share. | 26 Feb 2020 | 161 | 119,824 (0%) | 0% | 8.7 | 1,406 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 8.20 per share. | 26 Feb 2020 | 2,400 | 122,224 (0%) | 0% | 8.2 | 19,680 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 9.31 per share. | 25 Feb 2020 | 10,000 | 119,663 (0%) | 0% | 9.3 | 93,100 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 9.09 per share. | 25 Feb 2020 | 1,200 | 57,863 (0%) | 0% | 9.1 | 10,908 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2020 | 22,727 | 50,505 | - | - | Restricted Stock Units | |
| Lucy Lu | Director, President, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2020 | 110,959 | 246,576 | - | - | Restricted Stock Units | |
| Elizabeth Garrett Ingram | None | Purchase of securities on an exchange or from another person at price $ 6.27 per share. | 12 Sep 2019 | 16,000 | 16,000 (0%) | 0% | 6.3 | 100,320 | Common Stock |
| Neil Herskowitz | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2019 | 10,000 | 109,663 (0%) | 0% | 0 | Common Stock | |
| Jay D. Kranzler | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2019 | 10,000 | 74,663 (0%) | 0% | 0 | Common Stock | |
| Joseph Vazzano | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 5.62 per share. | 08 Aug 2019 | 2,313 | 59,038 (0%) | 0% | 5.6 | 12,999 | Common Stock |
| Joseph Vazzano | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 5.56 per share. | 08 Aug 2019 | 2,375 | 56,663 (0%) | 0% | 5.6 | 13,205 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.88 per share. | 17 Jun 2019 | 3,000 | 97,663 (0%) | 0% | 5.9 | 17,640 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.83 per share. | 17 Jun 2019 | 2,000 | 99,663 (0%) | 0% | 5.8 | 11,660 | Common Stock |
| Lucy Lu | Director, President, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jun 2019 | 135,617 | 135,617 | - | - | Restricted Stock Units | |
| Joseph Vazzano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jun 2019 | 27,778 | 27,778 | - | - | Restricted Stock Units | |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 4.52 per share. | 15 Apr 2019 | 1,000 | 94,663 (0%) | 0% | 4.5 | 4,520 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.11 per share. | 28 Mar 2019 | 1,400 | 93,663 (0%) | 0% | 5.1 | 7,154 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.11 per share. | 28 Mar 2019 | 600 | 92,263 (0%) | 0% | 5.1 | 3,066 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.46 per share. | 25 Feb 2019 | 5,000 | 91,663 (0%) | 0% | 5.5 | 27,300 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.91 per share. | 04 Feb 2019 | 7,000 | 84,813 (0%) | 0% | 5.9 | 41,370 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.77 per share. | 04 Feb 2019 | 1,850 | 86,663 (0%) | 0% | 5.8 | 10,675 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.91 per share. | 30 Jan 2019 | 650 | 77,813 (0%) | 0% | 5.9 | 3,842 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.84 per share. | 28 Jan 2019 | 1,447 | 68,610 (0%) | 0% | 5.8 | 8,450 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.91 per share. | 28 Jan 2019 | 8,553 | 77,163 (0%) | 0% | 5.9 | 50,548 | Common Stock |
| Jeffrey Paley | None | Purchase of securities on an exchange or from another person at price $ 4.76 per share. | 03 Dec 2018 | 5,000 | 79,663 (0%) | 0% | 4.8 | 23,800 | Common Stock |
| Jeffrey Paley | None | Purchase of securities on an exchange or from another person at price $ 5.48 per share. | 03 Dec 2018 | 10,000 | 74,663 (0%) | 0% | 5.5 | 54,754 | Common Stock |
| Akhtar Samad | None | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Aug 2018 | 14,663 | 64,663 (0%) | 0% | 0 | Common Stock | |
| Jay D. Kranzler | None | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Aug 2018 | 14,663 | 64,663 (0%) | 0% | 0 | Common Stock | |
| Lindsay A. Rosenwald | None | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Aug 2018 | 14,663 | 84,663 (0%) | 0% | 0 | Common Stock | |
| Michael S. Weiss | None | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Aug 2018 | 14,663 | 24,663 (0%) | 0% | 0 | Common Stock | |
| Neil Herskowitz | None | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Aug 2018 | 14,663 | 67,163 (0%) | 0% | 0 | Common Stock | |
| Lucy Lu | Director, President, CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Aug 2018 | 250,000 | 807,333 (7%) | 2% | 0 | Common Stock | |
| Jeffrey Paley | None | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Aug 2018 | 14,663 | 64,663 (0%) | 0% | 0 | Common Stock | |
| Scott A. Reines | Interim Chief Medical Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Aug 2018 | 10,000 | 45,000 (0%) | 0% | 0 | Common Stock | |
| Joseph Vazzano | VP Finance & Corp. Controller | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Aug 2018 | 30,000 | 61,351 (0%) | 0% | 0 | Common Stock | |
| Joseph Vazzano | VP Finance & Corp. Controller | Grant, award, or other acquisition of securities at price $ 3.66 per share. | 28 Jun 2018 | 1,351 | 31,351 (0%) | 0% | 3.7 | 4,945 | Common Stock |
| Lucy Lu | Director, President, CEO | Grant, award, or other acquisition of securities at price $ 4.00 per share. | 14 Jun 2018 | 5,000 | 557,333 (5%) | 0% | 4 | 20,000 | Common Stock |
| Lindsay A. Rosenwald | None | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 01 Jun 2018 | 8,666 | 28,666 (0%) | 0% | 4.2 | 36,003 | Common Stock |
| Lindsay A. Rosenwald | None | Purchase of securities on an exchange or from another person at price $ 4.34 per share. | 01 Jun 2018 | 5,234 | 70,000 (0%) | 0% | 4.3 | 22,727 | Common Stock |
| Lindsay A. Rosenwald | None | Purchase of securities on an exchange or from another person at price $ 4.32 per share. | 01 Jun 2018 | 14,800 | 64,766 (0%) | 0% | 4.3 | 63,969 | Common Stock |
| Lindsay A. Rosenwald | None | Purchase of securities on an exchange or from another person at price $ 4.35 per share. | 01 Jun 2018 | 9,100 | 49,966 (0%) | 0% | 4.3 | 39,576 | Common Stock |
| Lindsay A. Rosenwald | None | Purchase of securities on an exchange or from another person at price $ 4.28 per share. | 01 Jun 2018 | 8,400 | 40,866 (0%) | 0% | 4.3 | 35,949 | Common Stock |
| Lindsay A. Rosenwald | None | Purchase of securities on an exchange or from another person at price $ 4.19 per share. | 01 Jun 2018 | 3,800 | 32,466 (0%) | 0% | 4.2 | 15,921 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 3.80 per share. | 25 Apr 2018 | 1,000 | 52,500 (0%) | 0% | 3.8 | 3,800 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.01 per share. | 17 Oct 2017 | 1,000 | 51,500 (0%) | 0% | 5.0 | 5,010 | Common Stock |
| Neil Herskowitz | None | Purchase of securities on an exchange or from another person at price $ 5.24 per share. | 09 Oct 2017 | 500 | 50,500 (0%) | 0% | 5.2 | 2,620 | Common Stock |
| Lindsay A. Rosenwald | None | Purchase of securities on an exchange or from another person at price $ 5.40 per share. | 04 Oct 2017 | 1,350 | 20,000 (0%) | 0% | 5.4 | 7,290 | Common Stock |
| Lindsay A. Rosenwald | None | Purchase of securities on an exchange or from another person at price $ 5.60 per share. | 04 Oct 2017 | 3,550 | 15,750 (0%) | 0% | 5.6 | 19,880 | Common Stock |
| Lindsay A. Rosenwald | None | Purchase of securities on an exchange or from another person at price $ 5.60 per share. | 04 Oct 2017 | 2,200 | 12,200 (0%) | 0% | 5.6 | 12,320 | Common Stock |
| Lindsay A. Rosenwald | None | Purchase of securities on an exchange or from another person at price $ 5.63 per share. | 04 Oct 2017 | 2,900 | 18,650 (0%) | 0% | 5.6 | 16,327 | Common Stock |
| Lucy Lu | Director, President, CEO | Grant, award, or other acquisition of securities at price $ 5.20 per share. | 28 Sep 2017 | 4,000 | 552,333 (5%) | 0% | 5.2 | 20,800 | Common Stock |